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Chief Investment Officer

Mike Serio, CFA®, CAIA®, MBA

"There comes a precious moment in all of our lives when we are tapped on the shoulder and offered the opportunity to do something very special that is unique to us and our abilities, what a tragedy it would be if we are not ready or willing." — Winston S. Churchill

Chief Investment Officer

Mike Serio, CFA®, CAIA®, MBA

"There comes a precious moment in all of our lives when we are tapped on the shoulder and offered the opportunity to do something very special that is unique to us and our abilities, what a tragedy it would be if we are not ready or willing." — Winston S. Churchill

Member of CFA Society Colorado Chapter & CAIA Society

Enjoys golf & skiing

Supports Domus Pacis Family Respite Summit County & Folds of Honor

Was goaltender for University of Illinois Fighting Illini Hockey Team

Get to Know Mike

As Chief Investment Officer, Mike provides great value to Trilogy with over 25 years of professional experience. Mike works to further the development of Trilogy's investment platform by delivering high-quality portfolio solutions to advisors and clients. He also manages third-party institutional investment research relationships, provides market and economic commentary, and conducts investment due diligence functions.

Before joining Trilogy, Mike was Chief Investment Strategist for Ashton Thomas Private Wealth. Additionally, he worked as Regional Chief Investment Officer with Wells Fargo Private Bank for 8 years where he covered advisor teams managing in excess of $49 billion. He previously held management roles at JP Morgan and Citigroup, and worked as portfolio manager for two established asset managers.

Throughout his career, Mike has been quoted in The Wall Street Journal, The New York Times, Bloomberg, and The Washington Post. He served as an adjunct professor at the the University of Denver and DePaul University, where he received his MBA*. Mike received his Chartered Financial Analyst (CFA®)* designation in 1991 and his Chartered Alternative Investment Analyst (CAIA®)* designation in 2003 and has taught CFA Review courses for 12 years.

 

*For definitions of designations, click here.

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Experience the Trilogy Difference

We believe that real Life Planning is progress, not perfection.

Financial Life Planning is about actually starting — taking a few good steps in the right direction and then taking a few more.

Financial Life Planning is fundamentally about taking a few good steps in the right direction and then taking a few more. Trilogy Financial has established regional offices from coast to coast with the clear vision of helping millions of Americans pursue financial independence, every day.

Get Started on Your Financial Life Plan Today